Federal Employees Health Benefits - Experience Rated Carriers

Program level Payment Integrity results

Sponsoring agency: Office of Personnel Management

PROGRAM METRICS

Did not report

in FY 2023

PROGRAM METRICS

Did not report

in FY 2024

PROGRAM METRICS

$67,219 M

in FY 2025 outlays, with a

99.9%

payment accuracy rate

  • Improper payment estimates over time
    View as:

    Chart toggle amounts:
    Proper payments
    Overpayment
    Underpayment
    Technically improper
    Unknown

Payment Integrity results

Additional information

$0 M

Unknown Payment Details

Evaluation of corrective actions

Future payment integrity outlook

Additional programmatic information

In FY 2023, to reflect the different contracts, payment structures and types of improper payments, OPM differentiated between the two types of FEHB Carrier contracts: Experience-Rated carriers and Community-Rated carriers. FEHB Experience Rated Carriers is a phase 2 activity and FEHB Community Rated Carriers is a phase 1 activity.

Additional information

OPM developed a new improper payment methodology in FY 2023 and actively engaged with agency stakeholders and FEHB Carriers to meet the PIIA requirements. OPM requires time to implement the new improper payment methodology, as the data needs to be collected and reported to OPM by the health insurance carriers. In FY 2024, OPM issued Carrier Letter 2024-15 Guidance on Audited Financial Statements for Federal Fiscal Year 2024. This Carrier Letter included the 2024 FEHBP Financial Reporting and Audit Guide, which provides detailed requirements for the financial reporting for all FEHB Experience-Rated carriers, including audit requirements and improper payment reporting. OPM remains on track for reporting the improper and unknown payment estimate in FY 2025.

Unknown Payment Details

Evaluation of corrective actions

Future payment integrity outlook

Additional programmatic information

  • FY 2025 improper payment estimates

    Chart legend and breakdown

    Payment accuracy rate

    Improper payment rate

    Unknown payment rate


    Sampling & estimation methodology details

    Sampling timeframe:

    10/2024 - 12/2024


    Confidence interval:

    95% to <100%


    Margin of error:

    +/-2.5

Causes

Carriers who reported improper payments and unknown payments in the sampling and testing were required to identify a root cause type for each improper or unknown payment identified. The most common root cause category of improper payments was Failure to Access Data or Information. This was the cause of approximately 47.6% of amount of identified improper payments and unknown payments. The second most common root cause type was Unable to Determine whether Proper or Improper, resulting in unknown payments. This root cause type accounted for approximately 24.7% of improper and unknown payments. The third most common root cause type was Statutory Requirements of Program Were Not Met, which was the cause of approximately 19.2% of the amount of improper and unknown payments. Remaining root cause types represented small portions of the amount of improper and unknown payments identified and included Inability to Access Data or Information (8.1%), and Data or Information Needed Does Not Exist (0.4%).

Carriers reported a variety of specific root causes for each of the root cause types identified above. These include human errors, system errors, and recordkeeping errors. Scenarios of human errors include improper application of Medicare Allowance to members covered by Medicare, improper application of coordination of benefits, and improper application of retroactive provider agreements. Scenarios of system errors and recordkeeping errors include contract terms not being entered into systems timely, records not being maintained, coordination of benefits being applied improperly, and identified required adjustments not being performed.

Overpayment root cause Overpayment amount
Amount of overpayments within the agency's control $0.0 M
Amount of overpayments outside the agency's control $26.91 M
Amount of overpayments that occurred because the data/information needed to validate payment accuracy prior to making a payment does not exist $0.0 M
Amount of overpayments that occurred because of an inability to access the data/information needed to validate payment accuracy prior to making a payment $0.14 M
Amount of overpayments that occurred because of a failure to access data/information needed to validate payment accuracy prior to making a payment $26.77 M

Underpayment root cause Underpayment amount
Amount of underpayments $26.3 M
The amount of underpayments that occurred because the data/information needed to validate payment accuracy prior to making a payment does not exist $0.35 M
The amount of underpayments that occurred because of an inability to access the data/information needed to validate payment accuracy prior to making a payment $7.58 M
The amount of underpayments that occurred because of a failure to access data/information needed to validate payment accuracy prior to making a payment $18.36 M

The amount of improper payments that were paid to the right recipient for the correct amount but were considered technically improper because of failure to follow statute or regulation $18.19 M

The amount that could either be proper or improper but the agency is unable to determine whether it was proper or improper as a result of insufficient or lack of documentation $23.44 M

Prevention

The Experience-Rated Activity did not publish an IP Estimate above the statutory threshold and is not required to publish a corrective action plan under the Payment Integrity Information Act.

100% of the improper payments identified and reported are outside the direct control of OPM. OPM requires Carriers who have identified and reported improper and unknown payments to develop corrective action plans (CAPs) designed to correct the causes of improper and unknown payments and prevent future improper and unknown payments. Carriers are responsible for implementing, monitoring, and evaluating their corrective action plan’s effectiveness, with assistance and oversight from OPM. Most corrective actions identified by Carriers have already been taken, but some have completion dates in the future.

Carriers are required to report on prior years’ findings annually. OPM will monitor future reports from carriers to identify whether the CAPs have been effective in reducing improper and unknown payments.
Carriers are required to identify the root cause type for all identified improper payments. Corrective action plans also identify actions either planned or taken to prevent repeated occurrence of the causes of improper payments. OPM does not require Carriers to pursue recoveries for identified improper payments when the cost of pursuing those recoveries will exceed the value of the funds recovered.

Most of the corrective actions planned and taken by Carriers involve changes in processes and trainings directed at the root causes of the improper or unknown payments. The types of root causes typically included failure to access data, inability to determine if the payment was proper and failing to meet statutory requirements. Corrective actions typically include automation, behavioral/psychological influences, and auditing to identify and correct errors. The value of process changes and training which is directed at the root causes can be estimated by projecting the savings to the program similar to how the projected improper payment is estimated. For example, an individual overpayment of $25 may result in a statistical projection of over $140,000 in overpayments for a carrier in a year. A process change that successfully prevents future improper payments from the same root cause would result in a savings of over $140,000 the following year, and in subsequent years. Carriers can use this type of analysis to evaluate the value of corrective actions proportionate to the savings anticipated to be realized.

The Experience-Rated Activity did not publish an IP Estimate above the statutory threshold and is not required to publish a corrective action plan under the Payment Integrity Information Act.

OPM requires all Carriers who have identified and reported improper and unknown payments to develop corrective action plans designed to correct the causes of improper and unknown payments and prevent future improper and unknown payments. Future reports from Carriers must include updates on prior years’ findings. This is the first year OPM has been able to generate statistically valid data. OPM will monitor future reports from Carriers to evaluate whether corrective actions are adequate and are reducing improper and unknown payments.

In a review of the FY2024 Corrective Action Plans, OPM noted many instances where Carriers either planned or have taken actions to implement policy changes or trainings to mitigate or eliminate future Improper Payments based on their root cause analyses. Carriers have reported corrections and recoveries of numerous specific overpayments identified in the sampling and testing.

Payment type Mitigation strategies taken Mitigation strategies planned
Overpayments Audit, Automation, Change Process, Training Audit, Change Process, Training
Underpayments Audit, Change Process, Training Automation
Technically improper payments Change Process, Training Automation, Change Process, Training
Unknown payments Audit,Change Process,Training Automation,Change Process

Eligibility element/information needed Description of the eligbility element/information
Receiving Benefits from Other Sources Beneficiary or recipient is receiving benefits from an additional source

Additional information

Reduction target

0.14 %

OPM has undergone significant staffing changes in 2025 and has adjusted workloads and priorities to maintain mission critical operations. Throughout these adjustments coming into compliance with PIIA’s reporting requirements has remained a top priority. As the Experience-Rated Activity began capturing statistically valid data, that data and the process through which it has been gathered has continually been evaluated and analyzed. This analysis includes attempting to identify ways to improve payment integrity, improve accuracy of payment integrity reporting, increase efficiency in identifying and recapturing erroneous payments, and minimizing the costs associated with these activities. OPM plans to continue these efforts and to leverage lessons learned in developing and implementing its Sampling and Estimation Methodology Plan as to minimize improper payments and maximize program oversight. As potential improvements are identified, the costs and resources required to implement changes to achieve those improvements will be evaluated to determine whether costs associated with preventing and recovering improper payments would exceed the value of the improper payments prevented and recovered.

The Experience-Rated Activity requires a statistician to prepare the Sampling & Estimation Methodology Plan and to ensure the statistical validity of the aggregation of data from Carriers. OPM completed a procurement action in 2022 to obtain statistical services through an outside contractor. The current procurement ends in November 2025. OPM has requested a new procurement action to secure a contractor to provide statistical services to the Experience-Rated Activity beginning in November 2025. The costs associated with the contract for statistical services are expected to be significantly less than the costs of hiring a statistician as a full-time employee.

OPM’s budget submission did not request specific resources to establish and maintain payment integrity for the Experience-Rated Activity. OPM has numerous mechanisms in place to prevent and recover improper payments. OPM will use existing personnel and resources to analyze the data being collected to establish a baseline, identify a tolerable rate and maintain or improve the improper payment and unknown payment rate and therefore has not made a budget request.

OPM is committed to effective oversight and administration all its activities. The structure of the Experience-Rated Activity is one in which the individual Carriers bear the risk of claims, not the federal government. This structure serves dual purposes of mitigating risk to the government and incentivizing Carriers to minimize improper payments. In addition, OPM requires Carriers to proactively identify erroneous payments through robust internal controls and statistically valid reviews. Those requirements are in addition to the statistically valid sampling and testing the Experience-Rated Activity required of carriers to provide the data necessary to produce a statistically valid IP Estimate. Additionally, OPM requires Carriers to take prompt and diligent actions to recover erroneous payments and must report on the average time between the discovery of an erroneous payment and the initiation of recovery efforts for the erroneous payment. Failure of Carriers to act timely to recover erroneous payments will negatively impact their performance assessment scores and may result in charges to the program being disallowed.

Because the Experience-Rated Activity has not published an estimate above the statutory threshold, it is not required to identify a reduction target for the Experience-Rated Activity or individual Carriers. However, because it has not established a baseline, the Experience-Rated Activity is required to continue publishing an IP Estimate until a baseline is established. OPM is working to establish a baseline and is on track to continue the process for obtaining statistically valid IP estimates for the Experience-Rated Activity. OPM will use the data it obtains from this process to improve payment integrity, improve the process for obtaining payment integrity information, establish a baseline, and, if necessary, a reduction target.

$44.48 M